Compliance Officer
Level: Senior/Lead/Assistant Manager/Manager position available
Dept: Compliance
Related to Anti Money Laundering / Countering Financing of Terrorism (AML-CFT) & Risk
Industry: Fintech
Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)
Cross border Financial business requires a Compliance Officer to meet Bank Negara Malaysia requirement. Compliance Officer ensures a company functions in a legal and ethical manner while meeting its business goals. The ideal candidate will show high motivation, lots of energy, be a hard-worker and a quick learner. In addition, the candidate should be able to work as a team player but also independently. The position often requires long hours during busy periods.
Requirements:
• Minimum 3 year AML compliance experience
• Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge.
• Sensitive to figures and able to apply professional skepticism
• Having experience in fast-growing transactional/technology company is an advantage
• Able to work independently with minimum supervision
• Take turns to cover on public holidays
Onboarding KYC team
Responsibilities:
• Implementing AML/CFT Compliance Policy and Procedures approved by Board and senior management.
• Perform customer due diligence (CDD)/enhanced customer due diligence (ECDD) for corporate customer onboarding
• Perform customer due diligence (CDD)/enhanced customer due diligence (ECDD) for remittance partner onboarding, which includes assessing the prospect remittance partners’ AML/CFT Compliance program implementation and relevant CDD/EDD documents.
• Conduct ongoing CDD/EDD on customers/remittance partners for any material change in the business relationship and update any change in customer’s information
• Conduct transaction monitoring/analysis to detect suspicious transaction and raise internal Suspicious transaction report
• Review the compliance alerts and prepare periodic ongoing monitoring reports
• Assist in establishing mechanisms and formulate procedures to implement AML/CFT policies and internal controls
• Participate in new product development and business practices to assess the potential ML/TF risks
• Assess the adequacy of implementing the AML/CFT Compliance program