Role and Responsibilities
- Perform quality reviews on Know Your Customer (KYC) files, screening results, and transaction monitoring alerts to ensure compliance with Anti-Money Laundering/Countering the Financing of Terrorism/Counter Proliferation Financing (AML/CFT/CPF) policies and procedures.
- Identify gaps, inconsistencies, or errors in review processes and recommend corrective actions.
- Document findings clearly and support the preparation of Quality Assurance (QA) summary reports and performance statistics.
- Assist in user testing for new compliance systems, rule updates, or workflow enhancements.
- Coordinate with KYC and Transaction Monitoring teams to verify QA findings and track remediation actions.
- Support compliance training and process improvements based on recurring QA observations.
- Maintain accurate QA documentation and contribute ideas for continuous process enhancement.
Qualifications & requirements:
- 1-2 years of experience in Compliance, AML/CFT/CPF, or Quality Assurance preferred (fresh graduates with internship experience are encouraged to apply).
- Good understanding of AML/CFT/CPF concepts, customer due diligence (CDD), and transaction monitoring.
- Strong analytical and problem-solving skills with attention to detail.
- Excellent written and verbal communication skills.
- Proficient in Microsoft Excel and data analysis tools.
Compliance Executive
Level: Junior
Dept: Compliance
Team: QA
Location: Bangsar South, KL (Accessible by LRT Kerinchi)
Range: RM3200 - RM5,000