Junior / Senior, Compliance Assurance

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Role and responsibilities

  • Implement and monitor the Compliance Assurance Program
  • Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing
  • Facilitate the Regulatory Compliance Team in the execution of Gap Analysis
  • Advise, liaise and work closely with the respective stakeholders before, during and after the Compliance Monitoring & Testing
  • Conduct Compliance Monitoring & Testing to assess the level of compliance with the applicable regulatory requirements as mandated by local and overseas regulators such as Bank Negara Malaysia (BNM) to the Tranglo Group of Companies (TGOC)
  • Identify the root causes and impacts of the compliance issues identified during the Compliance Monitoring & Testing
  • Assess and provide recommendations to the compliance issues identified during the Compliance Monitoring & Testing
  • Track and follow up on the compliance issues identified in Compliance Monitoring & Testing until closure
  • Validate the appropriate action plans and ensure their effective and timely implementation
  • Ensure proper maintenance of records and documentation involved before, during and after the Compliance Monitoring & Testing
  • Prepare the relevant reports and ensure regular reporting of the progress of the Compliance Monitoring & Testing to the Board of Directors & CEO
  • Undertake any ad-hoc tasks required by Management from time to time.

Qualifications and requirements

  • Degree/Master professional qualification from recognized universities
  • At least 2-3 years working experience in the related field; solid understanding in AML/CFT compliance or Regulatory Compliance audit review in financial or related industries
  • Good technical knowledge on AMLCFT and regulatory compliance and industry compliance leading trends and issues
  • Very strong understanding of audit processes and review methods
  • Good understanding of regulatory guidelines governing the payment services/ Money Services Business industry or other related financial services
  • Possess an inquisitive mind-set and a willingness to learn new things
  • Possess appropriate technical know-how in dealing and analysing data to facilitate review process / approach
  • Good writing and ability to present issues and propose resolution approaches to management.
  • Good command of English and Bahasa Malaysia
  • Able to multitask and work well under stress in a fast-paced environment
  • Proactive, detail-oriented and possess critical thinking and problem-solving skills
  • Possess leadership, teamwork and able to work with minimum supervision
  • Flexible and able to commit to work at our office located in Bangsar South, Kuala Lumpur, while adhere to the hybrid arrangements set by Team Lead/Head of Compliance
  • Malaysian

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